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更新时间:2015-11-26 10:11:00 来源:纽约时报中文网 作者:佚名

A Century Ago, Einstein’s Theory of Relativity Changed Everything

PRINCETON, N.J. — By the fall of 1915, Albert Einstein was a bit grumpy.


And why not? Cheered on, to his disgust, by most of his Berlin colleagues, Germany had started a ruinous world war. He had split up with his wife, and she had decamped to Switzerland with his sons.


He was living alone. A friend, Janos Plesch, once said, “He sleeps until he is awakened; he stays awake until he is told to go to bed; he will go hungry until he is given something to eat; and then he eats until he is stopped.”

他现在是孤家寡人了。他的朋友雅诺什‧普雷施(Janos Plesch)曾说:“他会睡到没有人叫就不醒;醒着时,没有人叫就不去睡;没有人给他吃的他就一直饿着;没有人拦着,他就不停地吃。”

Worse, he had discovered a fatal flaw in his new theory of gravity, propounded with great fanfare only a couple of years before. And now he no longer had the field to himself. The German mathematician David Hilbert was breathing down his neck.

更糟的是,他在自己几年前大张旗鼓发表的引力新理论中,发现了一个致命缺陷。而如今他在这个领域已无法独领风骚,德国数学家大卫‧希尔伯特(David Hilbert)正对他穷追不舍。

So Einstein went back to the blackboard. And on Nov. 25, 1915, he set down the equation that rules the universe. As compact and mysterious as a Viking rune, it describes space-time as a kind of sagging mattress where matter and energy, like a heavy sleeper, distort the geometry of the cosmos to produce the effect we call gravity, obliging light beams as well as marbles and falling apples to follow curved paths through space.


This is the general theory of relativity. It’s a standard trope in science writing to say that some theory or experiment transformed our understanding of space and time. General relativity really did.


Since the dawn of the scientific revolution and the days of Isaac Newton, the discoverer of gravity, scientists and philosophers had thought of space-time as a kind of stage on which we actors, matter and energy, strode and strutted.


With general relativity, the stage itself sprang into action. Space-time could curve, fold, wrap itself up around a dead star and disappear into a black hole. It could jiggle like Santa Claus’s belly, radiating waves of gravitational compression, or whirl like dough in a Mixmaster. It could even rip or tear. It could stretch and grow, or it could collapse into a speck of infinite density at the end or beginning of time.


Scientists have been lighting birthday candles for general relativity all year, including here at the Institute for Advanced Study, where Einstein spent the last 22 years of his life, and where they gathered in November to review a century of gravity and to attend performances by Brian Greene, the Columbia University physicist and World Science Festival impresario, and the violinist Joshua Bell. Even nature, it seems, has been doing its bit. Last spring, astronomers said they had discovered an “Einstein cross,” in which the gravity of a distant cluster of galaxies had split the light from a supernova beyond them into separate beams in which telescopes could watch the star exploding again and again, in a cosmic version of the movie “Groundhog Day.”

科学家已为广义相对论点了一整年的生日蜡烛,在普林斯顿高等研究院(Institute for Advanced Study)这里也不例外。爱因斯坦就在这座研究院里度过了他人生最后的22载光阴。11月,科学家聚在这里回顾了引力理论百年来的发展,还观赏了哥伦比亚大学物理学家、世界科学节主持人布赖恩·格林(Brian Greene)和小提琴家约书亚‧贝尔(Joshua Bell)的表演。就连自然界都好像出了一份力。今年春天,天文学家称他们发现了一个“爱因斯坦十字”,也就是某个遥远星簇的引力将一个超新星发出的光分成了几束,透过望远镜看来,那颗星星就像在不断反复地爆炸,仿若在上演一部宇宙版的《偷天情缘》(Groundhog Day)。

Hardly anybody would be more surprised by all this than Einstein himself. The space-time he conjured turned out to be far more frisky than he had bargained for back in 1907.


It was then — perhaps tilting too far back in his chair at the patent office in Bern, Switzerland — that he had the revelation that a falling body would feel weightless. That insight led him to try to extend his new relativity theory from slip-siding trains to the universe.


According to that foundational theory, now known as special relativity, the laws of physics don’t care how fast you are going — the laws of physics and the speed of light are the same. Einstein figured that the laws of physics should look the same no matter how you were moving — falling, spinning, tumbling or being pressed into the seat of an accelerating car.


One consequence, Einstein quickly realized, was that even light beams would bend downward and time would slow in a gravitational field. Gravity was not a force transmitted across space-time like magnetism; it was the geometry of that space-time itself that kept the planets in their orbits and apples falling.


It would take him another eight difficult years to figure out just how this elastic space-time would work, during which he went from Bern to Prague to Zurich and then to a prestigious post in Berlin.


In 1913, he and his old classmate Jerome Grossmann published with great fanfare an outline of a gravity theory that was less relative than they had hoped. But it did predict light bending, and Erwin Freundlich, an astronomer at the Berlin Observatory, set off to measure the deflection of starlight during a solar eclipse in the Crimea.

1913年,他和老同学耶罗默·格罗斯曼(Jerome Grossmann)发表了一篇备受关注的引力理论的概要,但该理论的相对论特性不及他们的预期。但这个理论的确预言了光的弯曲。柏林天文台(Berlin Observatory)的天文学家埃尔温·弗罗因德利希(Erwin Freundlich)动身前往克里米亚,去观测日食期间星光的折射幅度。

When World War I started, Freundlich and others on his expedition were arrested as spies. Then Einstein discovered a flaw in his calculations.


“There are two ways that a theoretician goes astray,” he wrote to the physicist Hendrik Lorentz. “1) The devil leads him around by the nose with a false hypothesis (for this he deserves pity) 2) His arguments are erroneous and ridiculous (for this he deserves a beating).”

“理论家出错有两种情况,”他给物理学家昂德里克·洛伦茨(Hendrik Lorentz)写信说。“1) 魔鬼用一个错误的假说牵着他的鼻子走(这种情况值得同情);2) 他的论证是错误、荒谬的(这种情况该打)。”

And so the stage was set for a series of lectures to the Prussian Academy that would constitute the final countdown on his quest to grasp gravity.


A Breakthrough Moment


Midway through the month, he used the emerging theory to calculate a puzzling anomaly in the motion of Mercury; its egg-shaped orbit changes by 43 seconds of arc per century. The answer was spot on, and Einstein had heart palpitations.


The equation that Einstein wrote out a week later was identical to one that he had written in his notebook two years before but had abandoned.


On one side of the equal sign was the distribution of matter and energy in space. On the other side was the geometry of the space, the so-called metric, which was a prescription for how to compute the distance between two points.


As the Princeton physicist John Wheeler later described it, “Space-time tells matter how to move; matter tells space-time how to curve.” Easy to say, but hard to compute. The stars might be actors on a stage set, but every time they moved, the whole stage rearranged itself.

正如普林斯顿大学物理学家约翰·惠勒(John Wheeler)后来所说,“时空告诉物质如何移动;物质告诉时空如何弯曲。”说起来容易,计算起来难。各个恒星可能是舞台背景上的演员,但随着它们的每次运动,整个舞台都会发生变化。

It wasn’t long before Einstein received his first comeuppance.


In December 1915, he received a telegram from Karl Schwarzschild, a German astrophysicist serving at the front in the war, who had solved Einstein’s equation to describe the gravitational field around a solitary star.

1915年12月,他收到了在战场前线服役的德国天体物理学家卡尔·施瓦茨希尔德(Karl Schwarzschild)发来的电报。施瓦茨希尔德解开了爱因斯坦用来描述一个孤星周围的引力场的方程。

One strange feature of his work was that at a certain distance from the star — to be known forever as the Schwarzschild radius — the equations would go kerblooey.


“If this result were real, it would be a true disaster,” Einstein said. This was the beginning of black holes.


That Einstein’s equations could be solved at all for a single star baffled him. One of his guiding lights had been the Austrian physicist and philosopher Ernst Mach, who taught that everything in the universe was relative. Einstein took Mach’s Principle, as he called it, to mean that it should be impossible to solve his equations for the case of a solitary object.

让他感到困惑的是,爱因斯坦的方程式针对一个单一的恒星能否得解。奥地利物理学家、哲学家恩斯特·马赫(Ernst Mach)是爱因斯坦的指路明灯之一,马赫教导称,宇宙里的一切都是相对的。爱因斯坦称之为马赫原理,他认为这个原理意味着对于单独的物体而言,他的方程式不可能得到解答。

“One can express it as a joke,” he told Schwarzschild. “If all things were to disappear from the world, then according to Newton Galilean inertial space remains. According to my conception, however, nothing is left.”


And yet here was a star, according to his equations, bending space all by itself, a little universe in a nutshell.


Designing a Universe


Like most of his colleagues at the time, Einstein considered the universe to consist of a cloud of stars, the Milky Way, surrounded by vast space. What was beyond? Was the universe infinite? And if so, what stopped a star from drifting so far that it would have nothing to relate to?


To avoid such problems, Einstein set out in 1917 to design a universe without boundaries. In his model, space is bent around to meet itself, like the side of a tin can.


“I have committed another suggestion with respect to gravitation which exposes me to the danger of being confined to the nut house,” he confided to a friend.


This got rid of the need for troublesome boundaries. But this universe was unstable, and the cylinder would collapse if something didn’t hold its sides apart.


That something was a fudge factor added to the equations Einstein called the cosmological constant. Physically, this new term, denoted by the Greek letter lambda, represented a long-range repulsive force.


The happy result, Einstein thought, was a static universe of the type nearly everybody believed they lived in and in which geometry was strictly determined by matter.


But it didn’t last. Willem de Sitter, a Dutch astronomer, came up with his own solution describing a universe that had no matter at all and was flying apart.

但这没能站住脚。荷兰天文学家威廉·德西特(Willem de Sitter)提出了自己的解答,他描述了一个根本不存在物质且正在飞散的宇宙。

“It would be unsatisfactory, in my opinion,” Einstein grumbled, “if a world without matter were possible.”


And then Edwin Hubble discovered that the universe really was expanding.

后来,埃德温·哈勃(Edwin Hubble)发现,宇宙确实在不断膨胀。

If the cosmological constant couldn’t keep the universe still, then forget about it and Mach’s Principle, Einstein said. “It dates back to the time in which one thought that the ‘ponderable bodies’ are the only physically real entities,” he later wrote to the British cosmologist Felix Pirani.

爱因斯坦表示,既然这个宇宙常数不能使宇宙保持静态,那就别考虑它以及马赫原理了。他后来给英国宇宙学家费利克斯 ·皮拉尼(Felix Pirani)写信称,“这可以追溯到人们认为‘有重量的物质’是唯一真实存在的实体的时候。”

But it was too late. Quantum mechanics soon invested empty space with energy. In 1998 astronomers discovered that dark energy, acting just like the cosmological constant, seems to be blowing space-time apart, just as in de Sitter’s universe.


In fact, most cosmologists agree today that not quite all motion is relative and that space-time does have an existence independent of matter, though it is anything but static and absolute. The best example are gravitational waves, ripples of compression and stretching speeding through empty space at the speed of light.


Einstein was back and forth on this. In 1916, he told Schwarzschild they did not exist, then published a paper saying they did. In 1936, he and his assistant did the same flip-flop again.


Nobody said this was easy, even for Einstein.


He set out to do one thing, namely make all motion relative, Michel Janssen, a science historian at the University of Minnesota, told a Princeton gathering this month. He failed, but in the process succeeded in doing something very interesting, unifying the effects of acceleration and gravity.

明尼苏达大学(University of Minnesota)科学史学家米歇尔·詹森(Michel Janssen)本月在普林斯顿大学参加聚会时表示,爱因斯坦开始做一件事情,就是使所有运动成为相对的。他失败了,但他在这个过程中成功地做了一些有趣的事情,将加速度与引力的效应统一起来。

The story goes to show, he said, that Bob Dylan was right when he sang “there’s no success like failure,” but wrong that “failure is no success at all.”


Einstein’s greatest success came in 1919, when Arthur Eddington did the experiment that Freundlich had set out to do, and ascertained that lights in the heavens were all askew during an eclipse, bent by the sun’s dark gravity, just as Einstein had predicted.

爱因斯坦在1919年取得了巨大成功,当时亚瑟·爱丁顿(Arthur Eddington)做了弗罗因德利希之前开始做的实验,他发现,正如爱因斯坦预测的那样,出现日食时,天空中的光线在太阳的暗引力下发生弯曲,出现偏斜。

Asked what he would have done if general relativity had failed, Einstein said, “Then I would have been sorry for the dear Lord. The theory is correct.”


And still the champ.